Responsible Officer Type 6, Corporate Finance

Posted on 2017-12-29
Client Information
Client Name: A Leading Securities Firm
Client Description
Job Overview
Work Location:  Hong Kong
Type: Full-Time
Category: Acounting / Finance
Job Description


  • Responsible for business projects seeking & fund raising to achieve long-term growth of M&A business;
  • Execute the Corporate Finance projects, including M&A, fund raising, and corporate finance consultancy;
  • Responsible for managing and building up the cooperation, including planning, drafting documents and relevant material, doing due diligence and communicating with related regulators;
  • Assist manage the dealing, assessment and execution;
  • Preparing the consulting documents, such as proposal and information memorandum;
  • Knowing the development of company in time and make sure all the activities have to comply with the rules and regulation;
  • Provide support for maintaining a good relationship with investors, institutions and business partners.


  • Quantizable M&A experience and performance;
  • Initiative, responsible, result-oriented, and performance-oriented;
  • Bachelor degree or above in Accounting, Finance, Law or related discipline;
  • Current SFC RO license holder for Regulated Activities Type 6;
  • At least 3-5 years’ relevant corporate finance experiences, experienced in investment bank or the listed company is preferred;
  • With sound knowledge of Financial Markets, Corporate Finance, Listing Rules, Takeovers Codes, regulations and guideline;
  • Excellent project management and excellent interpersonal, communications, problem-solving skills;
  • Good interpersonal skill and strong leadership;
  • Proficient in written and spoken English and Chinese, fluent in Mandarin.